HB 2481 HD 1 SD 1

RELATING TO THE UNIFORM SECURITIES ACT

By Representative(s) SAY (BR)

Companion Bill: SB 2822

Subjects: Governor

Keywords: BUSINESS ENTERPRISES, SECURITIES, TRADE REGULATIONS

Report Title: Uniform Securities Act

Description: Clarifies the Commissioner of Securities's authority to suspend an application or registration, allow registration of a successor entity, pursue an action against an applicant or registrant, impose sanctions for failure to supervise, and exempt Canadian dealers servicing vacationing Canadian citizens. (SD1)

 1-26-00        H Introduced and passed First Reading                      
 1-27-00        H Referred to the committee on CPC, referral sheet 7       
 2- 8-00        H Bill scheduled to be heard by CPC on Thursday, 02
                  /10/00 at 6:00 P.M. in House conference room 325.
 2-10-00        H The committee on CPC recommends that the measure be         
                  PASSED, WITH AMENDMENTS.
 2-10-00        H The votes in CPC were as follows:8 Ayes: Rep.(s)
                  Menor, Lee, Garcia, Hiraki, Kaho`ohalahala, Takumi,         
                  Rath, Whalen; Ayes with reservations: Rep.(s) ; none        
                  Noes: Rep.(s) ; and 7 Excused: Rep.(s) Cachola,
                  Chang, Herkes, Morita, Yoshinaga, Halford, Thielen
 3- 1-00        H Reported from the committee on CPC (Stand. Com. Rep.        
                  No. 524-00) as amended in (HD 1), recommending
                  passage on Second Reading and placement on the
                  calendar for Third Reading
 3- 1-00        H Passed Second Reading as amended in (HD 1); placed
                  on the calendar for Third Reading  with
                  Representative(s) None voting no and
                  Representative(s)  Chang, Herkes, Menor, Okamura
                  excused
 3- 3-00        H Passed Third Reading as amended in (HD 1)                
 3- 3-00        H The vote was as follows:  48 aye(s), with none
                  voting no and Representative(s) Herkes, McDermott,
                  Okamura excused
 3- 6-00        H Transmitted to Senate                                    
 3- 7-00        S Received from House (Hse. Com. No. 92)                   
 3- 7-00        S Passed First Reading and referred to CPN                 
 3-28-00        S Bill scheduled to be heard by CPN on 03-31-00 at
                  9:15 a.m. in conference room 016.
 3-31-00        S The committee on CPN recommends that the measure be         
                  PASSED, WITH AMENDMENTS.
 3-31-00        S The votes in CPN were as follows: 5 Ayes: Senator(s)        
                  Kanno, Taniguchi, Inouye, Matsuura, Slom; Ayes with         
                  reservations: Senator(s) ; none Noes: Senator(s) ;
                  and 3 Excused: Senator(s) Bunda, Hanabusa, Ihara
 4- 7-00        S Reported from CPN (Stand. Com. Rep. No. 3262) with
                  recommendation of passage on Second Reading, as
                  amended (SD 1) and placement on the calendar for
                  Third Reading
 4- 7-00        S Report adopted; Passed Second Reading, as amended
                  (SD 1)
 4- 7-00        S 48 hours notice                                          
 4-11-00        S Passed Third Reading, as amended (SD 1). Ayes, 23.          
                  Noes, none.  Excused, 2 (Buen, Bunda)
 4-11-00        S Transmitted to House                                     
 4-11-00        H Returned from Senate (Sen. Com. No. 535) in amended         
                  form (SD 1)
 4-13-00        H House disagrees with Senate amendment(s)                 
 4-14-00        S Received notice of disagreement (Hse. Com. No. 617)      
 4-16-00        H House conferees appointed:  Menor Chairman; Cachola,        
                  Garcia, Lee, Rath
 4-17-00        S Senate Conferees appointed: Kanno, Taniguchi,
                  (Co-)Chair; Slom
 4-17-00        S Received notice of appointment of House conferees
                  (Hse. Com. No. 675).
 4-17-00        H Received notice of Senate conferees (Sen. Com. No.
                  664)
 4-19-00        H Conference Committee will have decision making on
                  Thursday, 04-20-00 at 2:00 p.m. in   conference room        
                  016.
 4-20-00        H The House Conference Managers recommend to agree to         
                  the Senate amendments.
 4-20-00        H The votes by House Conference Managers were as
                  follows: 3 Ayes: Rep.(s) Menor, Cachola, Lee; Ayes
                  with reservations: Rep.(s) ; none Noes: Rep.(s) ;
                  and 2 Excused: Rep.(s) Garcia, Rath
 4-27-00        H Reconsideration of action taken on 04-13-00              
 5- 2-00        H House agrees to Senate amendment(s)                      
 5- 2-00        H Passed Final Reading as amended in (SD 1)                
 5- 2-00        H The vote was as follows:  48 aye(s), with none
                  voting no and Representative(s) Okamura, Souki,
                  Whalen excused
 5- 2-00        S Received notice of House reconsideration; agreement         
                  and passage on final reading (House Com. No. 730).
 5- 3-00        H Transmitted to Governor                                  
 6- 2-00        H Act 149, on 05-30-00 (Gov. Msg. No. 217)                 
 6- 5-00        S Act 149, 05-30-00, (Gov. Msg. No. 341)